Senior Associate - Regulatory Compliance<br/><br/>Senior Associate - Regulatory Compliance D360 Bank<br/><br/>Riyadh, Saudi Arabia<br/><br/>Posted 2 days ago<br/><br/>Permanent<br/><br/>Competitive<br/><br/>Senior Associate - Regulatory Compliance<br/><br/>Job Description The Compliance Senior Officer supports the implementation of controls, compliance checks, and compliance processes including advisory, compliance monitoring, and responses to compliance-related inquiries. He/she executes tasks as per defined procedures to ensure regulatory compliance across D360 and their assigned areas, and escalates to the Head of Regulatory Compliance, and/or other relevant stakeholders. He/she will work with the Head to maintain Compliance processes and procedures. Responsibilities Supports Control and monitors all SAMA observations and coordinates with concerned internal stakeholders to ensure the proper closure and alignment with the target date. Conduct routine review and monitoring based on established procedures to ensure all related rules and regulations have been embedded. Collaborate with other Functions to direct compliance issues to appropriate existing channels for investigation and resolution. Work with the Head to identify potential areas of compliance vulnerability and risk, and develop and implement corrective action plans. Monitor communication channels for compliance queries, and advise/escalate to relevant stakeholders Participate in resolving regulatory issues that emerge from the information requirements of internal and external stakeholders. Advise internal clients and stakeholders on compliance resources and references Works with Functions in the development of products, partnerships, and technology platforms, and with onboarding clients to ensure that regulatory compliance is built into the process. Qualifications Preferred Qualifications A tertiary-level qualification from an internationally/regionally recognized institution. Years & Nature of Experience Would have 3 to 5 years of equivalent experience where required competencies and experience has been demonstrated An experienced professional who can deliver on difficult technical tasks Has project implementation experience Is self-sufficient at work and could be given small project responsibility Has provided technical supervision to junior staff in the past Technical Competencies Data Collection and Analysis Compliance Monitoring and Surveillance Research and Information Structuring Risk and Compliance Reporting Behavioural Competencies Communication Teamwork Interpersonal Skills Problem Solving<br/><br/>Boost your career Find thousands of job opportunities by signing up to e Financial Careers today.
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