A leading bank is actively recruiting an AML / CFT & Regulatory Compliance Auditor to be based in Umm Al Quwain.
Key aspects of the role include:
- Assist in the development of risk assessment for the development of audit plan.
- Plan and execute AML & regulatory audition to ensure compliance with regulatory requirements and standards.
- Conduct data analysis to identify potential areas of concern.
- Follow-up with the department to rectify outstanding audit observations.
- Ensure the accuracy and integrity of data analysis and audit findings, maintaining high-quality standards throughout the audit process.
- Assist the department head with timely internal/external submissions.
- Prepare detailed reports as per the company’s internal audit manual.
Skills
To be successful you will need to meet the following:
- Bachelor’s/master’s degree (Business administration in Banking & Finance).
- Certified Anti-Money Laundering Specialist is advantageous.
- At least 10 years of experience in AML Transaction Monitoring and Sanction Screening in large/medium-sized banks in the UAE.
- Strong experience in ML/TF/PF Risk Assessment.
- Good knowledge and understanding of AML regulations, Compliance policies, standards, and procedures.
- In-depth knowledge of CUAE regulatory guidelines and experience in conducting gap analysis.
- Applicants should be available for face-to-face interviews in the location mentioned above.