Compliance Director

Compliance Director


Experience 10 years plus in financial industry


Education graduate


Ensure the company's compliance with laws, regulations, instructions, and decisions issued by regulatory authorities, and adjust the company’s practices to align with any amendments. This role also aims to promote a clear understanding among company employees regarding regulatory legislation by implementing specific procedures to verify the company’s, agents’, and employees’ adherence. The role involves investigating potential violations or risks of non-compliance and monitoring customer activities to ensure they align with the governing legislation.

Post date: Today
Publisher: LinkedIn
Post date: Today
Publisher: LinkedIn