A leading bank is actively recruiting an AML / CFT & Regulatory Compliance Auditor to be based in Umm Al Quwain.

Key aspects of the role include:

• Assist in the development of risk assessment for the development of audit plan.
• Plan and execute AML & regulatory audition to ensure compliance with regulatory requirements and standards.
• Conduct data analysis to identify potential areas of concern.
• Follow-up with the department to rectify outstanding audit observations.
• Ensure the accuracy and integrity of data analysis and audit findings, maintaining high-quality standards throughout the audit process.
• Assist the department head with timely internal/external submissions.
• Prepare detailed reports as per the company’s internal audit manual.

Skills

To be successful you will need to meet the following:

• Bachelor’s/master’s degree (Business administration in Banking & Finance).
• Certified Anti-Money Laundering Specialist is advantageous.
• At least 10 years of experience in AML Transaction Monitoring and Sanction Screening in large/medium-sized banks in the UAE.
• Strong experience in ML/TF/PF Risk Assessment.
• Good knowledge and understanding of AML regulations, Compliance policies, standards, and procedures.
• In-depth knowledge of CUAE regulatory guidelines and experience in conducting gap analysis.
• Applicants should be available for face-to-face interviews in the location mentioned above.